Thứ Ba, 7 tháng 6, 2016
The cambridge handbook of phonology
Acknowledgements
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For a book of this size and scope it is probably unsurprising that many
people contributed to its formation.
At Cambridge University Press, I owe Andrew Winnard a great deal of
thanks. The idea for The Cambridge Handbook of Phonology was his, and
it was a pleasure developing the project with him. My thanks also to Helen
Barton for providing a great deal of editorial help throughout the process.
One of the most exhausting jobs was compiling, checking, and making
consistent the seventeen hundred references. I am very grateful to Catherine Kitto and Michael OKeefe for dealing with this task, and to Jessica Rett
for contributing as well.
Of course, without the contributors, this volume would not exist. My
thanks to them for meeting such difficult deadlines and responding so
quickly to my queries.
A number of people commented on the initial proposal for this book,
and every chapter was reviewed. My thanks go to: three anonymous reviewers, Crystal Akers, Akinbiyi Akinlabi, Daniel Altshuler, Eric Bakovic, Ricardo
dez-Otero, Lee Bickmore, Andries Coetzee, Jose Elas-Ulloa, Colin
Bermu
Ewen, Randall Gess, Martine Grice, Bruce Hayes, Larry Hyman, Pat Keating,
Martin Kra
ămer, Seunghun Lee, John McCarthy, Laura McGarrity, Chloe
Marshall, Nazarre Merchant, Jaye Padgett, Joe Pater, Alan Prince, Jessica
Rett, Curt Rice, Sharon Rose, Elisabeth O. Selkirk, Nina Topintzi, Moira Yip,
and Kie Zuraw. Of the reviewers, I must single out Kate Ketner and Michael
OKeefe: they carefully reviewed several of the articles each, provided the
perspective of the books intended audience, and also contributed a large
number of insightful comments. There are also several times as many
people again who unofficially reviewed chapters for each author my
thanks to all those who in doing so contributed to this handbook.
Finally, I thank my colleagues and friends for advising and supporting
me in this exhausting endeavour: Colin Ewen, Jane Grimshaw, John
McCarthy, Alan Prince, Curt Rice, Ian Roberts, Moira Yip, and my colleagues
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ACKNOWLEDGEMENTS
in the linguistics department at Rutgers. Finally, I thank my family Mary
and Reg for their unfailing support, and Sapphire and Socrates for their
help with editing. Most of all I thank Catherine, whose encouragement and
support were essential to my survival.
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Introduction:
aims and content
Paul de Lacy
Introduction
Phonological theory deals with the mental representation and computation
of human speech sounds. This book contains introductory chapters
on research in this field, focusing on current theories and recent
developments.
1
Aims
This book has slightly different aims for different audiences. It aims to
provide concise summaries of current research in a broad range of areas for
researchers in phonology, linguistics, and allied fields such as psychology,
computer science, anthropology, and related areas of cognitive science. For
students of phonology, it aims to be a bridge between textbooks and
research articles.
Perhaps this books most general aim is to fill a gap. I write this introduction ten years after Goldsmiths (1995) Handbook of Phonological Theory
was published. Since then, phonological theory has changed significantly.
For example, while Chomsky & Halles (1968) The Sound Pattern of English
(SPE) and its successors were the dominant research paradigms over a
decade ago, the majority of current research articles employ Optimality
Theory, proposed by Prince & Smolensky (2004). Many chapters in this book
assume or discuss OT approaches to phonology.
Another striking change has been the move away from the formalist
conception of grammar to a functionalist one: there have been more and
more appeals to articulatory effort, perceptual distinctness, and economy
of parsing as modes of explanation in phonology. These are just two of the
many developments discussed in this book.
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INTRODUCTION: AIMS AND CONTENT
2
Website
Supplementary materials for this book can be found on the website:
http://handbookofphonology.rutgers.edu.
3
Audience and role
The chapters are written with upper-level undergraduate students and
above in mind. As part of a phonology course, they will serve as supplementary or further readings to textbooks. All the chapters assume some knowledge of the basics of the most popular current theories of phonology. Many
of the chapters use Optimality Theory (Prince & Smolensky 2004), so appropriate background reading would be, for example, Kagers (1999) textbook
Optimality Theory, and for the more advanced McCarthys (2002) A Thematic
Guide to Optimality Theory.
Because it is not a textbook, reading the book from beginning to end will
probably not prove worthwhile. Certainly, there is no single common
theme that is developed step-by-step throughout the chapters, and there
is no chapter that is a prerequisite for understanding any other (even
though the chapters cross-reference each other extensively). So, the best
use of this book for the reader is as a way to expand his/her knowledge of
phonology in particular areas after the groundwork provided by a textbook
or phonology course has been laid.
This book is also not a history of phonology or of any particular topics.
While it is of course immensely valuable to understand the theoretical
precursors to current phonological theories, the focus here is limited to
issues in recent research.
4
Structure and content
The chapters in this book are grouped into five parts: (I) conceptual issues,
(II) prosody, (III) segmental phenomena, (IV) internal interfaces, and (V)
external interfaces.
The conceptual issues part discusses theoretical concepts which have
enduring importance in phonological theory: i.e. functionalist vs. formalist
approaches to language, markedness theory, derivation, representation,
and contrast.
Part II focuses on the segment and above: specifically prosodic structure,
sonority, and tone. Part III focuses on subsegmental structure: features
and feature operations. The chapter topics were chosen so as to cover a
wide range of phenomena and fit in with the aims of phonology courses.
However, while the areas in Parts II and III are traditionally considered
distinct, the boundaries are at least fluid. For example, Gussenhoven
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Introduction: aims and content
3
(Ch.11) observes that research on tone and intonation seems to be converging on the same theoretical devices, so the toneintonation divide should
not be considered a theoretically significant division. In contrast, some
traditionally unified phenomena may consist of theoretically distinct
areas: Archangeli & Pulleyblank (Ch.15) observe that there may be two
separate types of harmony that require distinct theoretical mechanisms.
Nevertheless, the division into discrete phenomena is inevitable in a book
of this kind as in practice this is how they are often taught in courses and
conceived of in research.
Part IV deals with internal interfaces the interaction of the phonological component with other commonly recognized modules i.e. phonetics
(Kingston Ch.17), syntax (Truckenbrodt Ch.18), and morphology (Ussishkin
Ch.19 and Urbanczyk Ch.20).
Part V focuses on a variety of areas that do not fit easily into Parts IIV.
These include well-established areas such as diachronic phonology
dez-Otero Ch.21), areas that have recently grown significantly (e.g.
(Bermu
language acquisition Fikkert Ch.23) or have recently provided significant insight into phonological theory (e.g. free variation Anttila
Ch.22, learnability Tesar Ch.24, phonological impairments Bernhardt &
Stemberger Ch.25).
Practical reasons forced difficult decisions about what to exclude. Nevertheless, as a number of phonologists kindly offered their views on what
should be included I hope that the topics covered here manage to reflect
the current concerns of the field.
While phonological research currently employs many different transcription systems, in this book an effort has been made to standardize transcriptions
to the International Phonetic Alphabet (the IPA) wherever possible:
http://www2.arts.gla.ac.uk/IPA/index.html.
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INTRODUCTION: AIMS AND CONTENT
Chart of the International Phonetic Alphabet
(revised 1993, updated 1996)
This chart is provided courtesy of the International Phonetics Association,
Department of Theoretical and Applied Linguistics, School of English,
Aristotle University of Thessaloniki, Thessaloniki 54124, GREECE.
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